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Indicators 4.2.3.2–4.2.3.5, 4.2.3.8 and 4.2.3.9
Requirement
The UoC shall ensure crustaceans are killed immediately after harvest: a) by immersion in an ice slurry bath; or b) through an electrical device followed by immersion in an ice slurry bath.
The UoC shall not process crustaceans alive.
The UoC shall ensure ice slurry baths are maintained at ≤4°C at all times and crustaceans are immersed for an appropriate amount of time to be killed effectively.
The UoC shall ensure that if electrical devices are used for stunning the manufacturer’s instructions are followed.
The UoC shall ensure that killing has been effective by verifying the absence of coordinated leg and body movements.
The UoC shall have measures in place to immediately respond to ineffective stunning or killing, including the presence of a back-up system, and shall implement appropriate corrective actions to prevent recurrence.
How Do I Interpret This Requirement?
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Slaughter is generally a two-stage process:
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The crustacean is first stunned to make it insensible to pain.
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Killing is then carried out (see interpretation in Indicator 4.2.3.10).
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An effective stun is determined by the loss of consciousness using an electroencephalogram (EEG) measured in a laboratory, which is not practicable at a site level.
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Current stunning methods for crustaceans include a controlled ice slurry bath at ≤4 °C or electric stunning followed by an ice bath.
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To ensure a controlled ice slurry bath at ≤4 °C, the ice slurry bath should be adjusted in relation to the amount and crustacean size. Below is an example for a batch of crustaceans using an ice slurry bath maintained at ≤4 °C.
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Preparation: determine the approximate amount and size of crustacean by considering the amount planned for slaughter and taking a sample of the pond.
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Results of amount and size: e.g. 5kg of medium-sized crustaceans (approximately 15cm each).
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Ice slurry preparation: create an ice slurry bath in a large, insulated container. For 5kg of crustaceans, prepare an ice slurry mixture with approximately 10 Liters of water and a sufficient amount of ice to maintain the temperature at ≤4 °C.
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Add ice gradually to the water, continuously stirring to create an even slurry.
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Monitor the temperature using a thermometer, ensuring it reaches and stays at ≤4 °C.
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Adjust according to crustacean size and amount: since the crustaceans are medium-sized and weigh a total of 5kg, ensure that the ice slurry bath can accommodate the entire batch without overcrowding. Overcrowding can reduce the effectiveness of the ice slurry by raising the temperature.
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Immersion: gently place the 5kg of crustaceans into the ice slurry bath, ensuring they are fully submerged.
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Stir the ice-slurry occasionally to maintain uniform temperature distribution.
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Define the timing for effective Killing: for medium-sized shrimp, a typical immersion time in an ice slurry bath at ≤4 °C is around 2-7 minutes.
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Table 14: Suggested time In Ice bath for killing of Penaeus vannamei shrimp
Size of shrimp Time in ice bath
<40 pcs/kg 2 minutes
40- 60 pcs/kg 5 minutes
60-80 pcs/kg 7 minutes
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Immersion time: set a timer to ensure all shrimp are effectively killed using the timings worked out.
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Monitoring and verification: periodically check the temperature of the slurry bath to ensure it remains at ≤4°C. Add more ice if necessary to maintain the temperature. Check for indicators of death according to Indicator 4.4.5.
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In extreme hot conditions, and the impossibility to stabilise the temperature of the slurry bath, a range of temperatures may be accepted.
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After the set time, remove a few shrimp and check for the absence of movements; the shrimp should also exhibit body rigidity, indicative of effective killing.
Table 15: Determination of the effectiveness of stunning and / or killing based on behaviour
| Shrimp behaviour | Effective stun and / or kill | Ineffective stun and / or kill |
| Movement | Little movement of the shrimp; lying belly up or on side with no attempt to right themselves and under the water surface | Showing active movement, at the surface, continuously jumping reflexes or leg movements or recurring |
| | | |
| | Muscle twitches if isolated | |
| Body shape | Curled | Straight lying belly down, attempting to right themselves |
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The use of body movement as an indicator for the effectiveness of stunning or killing can be misleading as muscular spasms regularly occur in unconscious or dead shrimp. Studies on crustaceans, including shrimp, indicate that they can exhibit reflex actions and movements even when they are unconscious or brain dead. This is because such movements are often dominated by nerve circuits in the peripheral nervous system rather than the brain. Body movements indicating walking leg movements and coordinated swimming movements are relevant movements to watch out for, and that may indicate consciousness
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Killing effectiveness in the UoC should be assessed by confirming signs of unconsciousness:
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Immediate loss of balance.
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Absence of voluntary movements.
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Absence of coordinated swimming movements.
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Limited pleopods and pereipod movements.
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Laying on side with no activity.
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The requirement for killing also applies to animals not destined for human consumption, e.g. bycatch, wild species.
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If there is uncertainty about whether a crustacean is unconscious:
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When using an electrical stunning, the stunning should be repeated or the harvest shall stop to verify stun parameters before proceeding, e.g. more than 5 crustaceans in 10 seconds requiring backup stun.
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Or use an alternative backup method, e.g. ice slurry bath or a secondary electric stunner.
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When using the ice slurry bath method, the temperature of the bath should be checked, and the length of time in the bath extended.
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Electric stunning should be performed according to the manufacturer’s instructions.
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Evidence of Implementation
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Employees should demonstrate knowledge of the approved slaughter methods and monitoring.
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Records:
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Employee training (see Appendix 12).
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Slaughter monitoring, e.g.:
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Verification and registration of stunning and killing of 100 individual crustaceans per harvest.
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Observation of signs of unconsciousness.
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Records of the use of backup.
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Records of stunning and killing of crustaceans not destined for human consumption if applicable.
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Auditors Should Confirm
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Monitoring of stunning and slaughter in conformance to the requirements.
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Records, employee interviews and observations of stunning and slaughter operations during the audit should demonstrate the implementation of the requirements, and that there is an available backup method or knowledge of corrective measures to be carried out.
Useful Resources
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Weineck, K., Ray, A.J., Fleckenstein, L.J., Medley, M., Dzubuk, N., Piana, E., & Cooper, R.L. (2018) Physiological Changes as a Measure of Crustacean Welfare under Different Standardized Stunning Techniques: Cooling and Electroshock Animals.
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CIWF (2020) Tesco and Hilton Seafood — Improving the welfare of whiteleg shrimp (Pennaus vannamei) at harvest. CIWF Report 7pp.
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Conte, F.; Voslarova, E.; Vecerek, V.; Elwood, R.W.; Coluccio, P.; Pugliese, M.; Passantino, A. (2021) Humane Slaughter of Edible Decapod Crustaceans. Animals.
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Barrento, S., Pedrazzani, A., Ostrensky, A., & Quintiliano, M. (2023). Shrimp Welfare Indicators [Online course]. In S. Barrento, M. Quintiliano, & J. Muirhead (Eds.), FAI Academy. https://fai.academy/
Indicator 4.2.3.1
Requirement
Indicator 4.2.2.10
Requirement
Indicator 4.2.2.9
Requirement
The UoC shall ensure that the HMP considers predation risks specific to the types of handling activities and shall include appropriate predator control measures.
How Do I Interpret This Requirement?
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For developing a site-specific predator control within the HMP, the UoC should consider:
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The site-specific characteristics required to be assessed by Indicator 4.2.1.8.e) predator control measures specific to the type of handling, e.g.:
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Birds scaring devices.
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Use of appropriate nets sizes while moving crustaceans from one unit/pond to another.
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Evidence of Implementation
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Predator control measures specific to the type of handling operations.
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Verification of mortalities associated with predators during handling operations.
Auditors Should Confirm
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The HMP includes the required considerations above.
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Employees are:
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Familiarised with the predator control considerations in the HMP by conducting employee interviews and observations.
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Trained on predator control verifications, e.g.:
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Verification of mortality events specific to the type of handling operations by reviewing employees’ training records, conducting employees’ interviews and observations.
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Indicator 4.2.2.8
Requirement
The UoC shall ensure that the HMP considers biosecurity risks specific to the types of handling activities and shall include appropriate biosecurity measures to prevent the transfer of disease.
How Do I Interpret This Requirement?
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For developing a site-specific biosecurity mechanism within the HMP, the UoC should consider:
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Biosecurity measures related to the type of handling, e.g.:
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Equipment segregation.
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Equipment disinfection.
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Evidence of Implementation
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For developing a site-specific biosecurity during handling the HMP includes the considerations for:
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Site-specific biosecurity mechanism.
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Biosecurity specifications related to the type of handling operations.
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Auditors Should Confirm
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The HMP includes the required minimum considerations above.
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Employees are:
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Familiarised with the biosecurity considerations in the HMP by conducting employee interviews and observations.
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Trained on biosecurity specifications related to the type of handling operations by reviewing employees’ training records, conducting employees’ interviews and observations.
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Useful Resources
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Lightner, D.V. (2007), Biosecurity in Shrimp Farming: Pathogen Exclusion through Use of SPF Stock and Routine Surveillance. Journal of the World Aquaculture Society.
Indicator 4.2.2.7
Requirement
Indicator applicability: every UoC using feed The UoC shall ensure that the HMP includes a visual inspection process to identify abnormal behaviour in relation to the handling activity and defines mitigation measures when identified.
How Do I Interpret This Requirement?
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Visual inspection after handling should be included in the HMP.
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Crustacean morphology and behaviour can be assessed when verifying the crustacean feeding trays as a minimum requirement.
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Evidence of Implementation
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The monitoring process, that incorporates the corrective actions required, included in the HMP.
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Records that confirm the monitoring of the morphology and behaviour at the feeding trays. A checked box on the monitoring records indicating whether monitoring morphology and behaviour took place or not is accepted.
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Employees should demonstrate awareness of the established behavioural monitoring process.
Auditors Should Confirm
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The monitoring process included in the HMP that incorporates corrective actions and is implemented.
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Implementation can be verified by cross-checking the process with relevant records, information from employee interviews and observations.
Indicator 4.2.2.6
Requirement
The UoC shall ensure that the HMP includes acclimatisation measures to prevent sudden changes in water conditions affecting the health and welfare status of the crustaceans.
How Do I Interpret This Requirement?
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Acclimatisation measures should be designed and maintained, e.g.:
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Water temperature during transportation must be as close as possible to that which the crustaceans came from.
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Crustaceans shall be released into a small area of the pond ‘hapa’ or net enclosures in the grow-out pond itself for a risk-assessed period to evaluate the capacity of the PL to adjust to the pond conditions.
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Evidence of Implementation
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acclimatisation measures and monitoring of the water quality according to HMP.
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Records that confirm the monitoring of acclimatisation parameters before stocking.
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Employees should demonstrate awareness of the acclimatisation measures and monitoring process above.
Auditors Should Confirm
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The acclimatisation measures included in the HMP incorporate the minimum required elements and are implemented.
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Implementation can be verified by cross-checking the process with relevant records, information from employee interviews and observations.
Indicator 4.2.2.5
Requirement
Indicator applicability: every UoC using feed The UoC shall ensure that the HMP includes a pond preparation process including at least the following: a) drying of the pond. An exception applies where areas cannot be dried, in which case they shall be disinfected; and b) removal of any dead or live animals from the pond; and c) removal of excess organic material; and d) adjustment of acidic pH; and e) preparation of the surface of earthen ponds to facilitate oxygenation and UV exposure.
How Do I Interpret This Requirement?
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Draining the pond completely helps in eliminating unwanted organisms and disease.
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Areas that cannot be completely drained should be treated with disinfectants to kill any pathogens, e.g.:
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If a few wet patches are observed after draining the pond, spray these patches with a bleach solution for disinfection, ensuring no harmful bacteria or parasites survive.
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Removing any dead or living animals helps in preventing disease spread and decay, which can affect the water quality and the health of future pond crops, e.g.:
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If a few dead crustaceans and some frogs are found, remove all these animals and dispose of them properly, ensuring the pond is free of any potential contaminants.
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Remove any organic debris such as leaves, branches and sludge. If the pond water is too acidic, agricultural lime (calcium carbonate) may be added to neutralise the pH, making the environment more suitable for crustacean e.g.:
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After removing leaves and decaying plant matter from the pond bed, the pH level was 5.5. After applying agricultural lime, the pH level rose to approximately 7, a neutral level.
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Tilling the surface of earthen ponds (those with natural soil bottoms) helps to aerate the soil, promoting better oxygenation. It also exposes the soil to sunlight, which helps in killing pathogens and breaking down organic matter through UV radiation.
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Evidence of Implementation
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Records confirming the monitoring of the required parameters for pond preparation and their conformance with acceptable quality levels included in the HMP prior to stocking.
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Record of drying period.
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Record of addition of lime if applied.
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The water quality monitoring process, that incorporates the minimum elements required for pond preparation.
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Employees should demonstrate awareness of the established water quality monitoring process during handling.
Auditors Should Confirm
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Pond preparation process, that incorporates the minimum elements required, included in the indicator and cross-checking with the handling operations present in the HMP.
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Implementation can be verified by cross-checking the process with records, information from employee interviews and observations.
Useful Resources
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The Fish Site (2016) Management of intensive Vannamei shrimp ponds. Article.
Indicator 4.2.2.4
Requirement
The UoC shall ensure that the HMP includes consideration of the environmental conditions associated with handling activities, with the intent of preventing handling under adverse conditions that could affect the health and welfare of the crustaceans.
How Do I Interpret This Requirement?
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Examples of considerations of external conditions:
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Avoid handling in the event of storms.
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Avoid handling crustacean without using a shade net on a sunny day.
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Avoid transferring post-larvae during periods where there are less than favourable conditions:
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Rainfall can quickly alter pond conditions and trigger a chain of events resulting in sub-optimal conditions for crustaceans.
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Potential for Vibrio spp. to flourish, increasing the risks of bacterial infection to the shrimp.
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Trigger the production of hydrogen sulphide. This is a toxic gas produced by sulphate reducing bacteria and is highly toxic to shrimp.
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Evidence of Implementation
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HMP includes consideration for external conditions necessary to perform handling.
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Records:
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Weather forecast verification.
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Employees should demonstrate knowledge of the considerations and the verification of external conditions before handling.
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Auditors Should Confirm
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HMP includes considerations for external conditions for handling and are implemented.
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Implementation can be confirmed by cross-checking the HMP with records, information from employee interviews and observations.
Indicator 4.2.2.3
Requirement
The UoC shall ensure that the HMP includes contingency plans for handling activities, including at least the following: a) immediate response measures in the case of system failure; and b) culling response measures (see Indicators 4.2.3.2 and 4.2.3.7); and c) mass mortality event response measures. Exception applicability: every UoC using feed An exception to (b) applies in the extreme circumstances of culling whole ponds for disease control, in which case a solution of chlorine is allowed in a concentration that ensures that death occurs rapidly.
How Do I Interpret This Requirement?
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The contingency plans should consider:
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Identification of potential failures.
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Effective corrective measures, e.g.:
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Backup power generators.
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Oxygen support.
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Evidence of Implementation
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HMP includes processes’ contingency plans.
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Records:
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Backup system testing.
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Additional oxygen source available.
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Auditors Should Confirm
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The HMP includes considerations on crustacean health and welfare before handling events, including considerations for the existence of a backup system.
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Presence of a backup system.
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Employees are:
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Familiarised with the contingency plans by conducting employee interviews and observations.
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Records:
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Backup system testing.
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