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Indicator 4.2.1.8.2
Table 1. Requirements for Indicator 4.2.1.8.2
|
Indicator |
Requirement |
|---|---|
|
4.2.1.8.2 |
Indicator applicability: every UoC using feed The UoC shall ensure the HWMP includes a morphological scoring monitoring process for live crustaceans. Monitoring shall be conducted at least once a week, and shall include at least the following scoring parameters: – exoskeleton damage, including at least eyes, antennas, appendages and rostrum; – hepatopancreas colouration and size; – gill colouration; – size dispersion/variation; – shell blisters and necrosis; – full/empty digestive tube and colouration; – loss of appendages, categorised according to causes. An exception applies where deviation from monitoring frequency is justified by any of the following reasons: – immediately after stocking; or – under environmental conditions that affect the welfare of the crustaceans or the health and safety of employees; or – crustaceans are undergoing a disease event and/or being treated. The reason for any deviation shall be recorded. |
How Do I Interpret This Requirement?
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Morphological scoring is frequently used as an immediate indicator of welfare.
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However, changes in morphology may have a variety of causes and therefore must be further analysed before drawing conclusions.
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Loss of appendages shall be segregated according to potential causes e.g. bacterial infection or cannibalism.
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Table 12 below gives examples that may be considered acceptable as a reference to develop and implement morphological scoring.
Table 12: Morphological parameters showing acceptable, warning level and unacceptable levels for shrimp based on Pedrazzani, Ana Silvia, Nathieli Cozer, Murilo Henrique Quintiliano, Camila Prestes dos Santos Tavares, Ubiratã de Assis Teixeira da Silva, and Antonio Ostrensky. 2023. “Non-Invasive Methods for Assessing the Welfare of Farmed White-Leg Shrimp (Penaeus vannamei)” and the FAI course.
| Morphological Parameter | | Acceptable | Warning levels | Unacceptable |
| Exoskeleton damage | Eyes | Healthy | Damage, lightening, softening or swelling in one eye | Damage, lightening, softening or swelling in both eyes |
| | | | | |
| | | no damage | | Absence of one or two eyes |
| | Antennas | Healthy | Shortening, darkening or lesions/ necrosis | Absence, blueness, wrinkling, many dark spots |
| | | | | |
| | | No damage | | |
| | Rostrum | Healthy appearance | Mild injury, erosion or necrosis | Severe injury, erosion, necrosis or deformity |
| | | | | |
| | | No changes | | Absence |
| | Appendages | Healthy | One or two damaged legs/ Severe absence | Damage, necrosis, deformity |
| | | | | |
| | | No damage | | Abnormal colour |
| | | | | |
| | | | | Severe absence |
| | | | | |
| | | | | Darkened edges |
| Loss of appendages | Bacterial infection | Intact | Evidence of bacterial infection | Significant damage |
| | | | | |
| | | No damage | | |
| | Cannibalism | Intact | Some damage | Missing appendages |
| | | | | |
| | | No damage | | |
| Hepatopancreas colouration and size | | Healthy | Discrete volume reduction | Decrease in size, colour change, tearing, presence of fluid or wormlike structures |
| | | | | |
| | | No damage | | |
| Gill colouration | | Healthy | Some lesions or darkening | Colour change- pale, yellowish, redness or darkening |
| | | | | |
| | | No damage | | Whiteish spots |
| | | | | |
| | | | | Erosion |
| Size dispersion/variation | | Low | Some | Significant |
| Shell blisters and necrosis | | Healthy | Slight lesions, darkening or debris | Tissue loss, necrosis, colour change, deformity, calcified round white patches, crusting |
| | | | | |
| | | no damage | | |
| Full/empty digestive tube and colouration | | Full | Partially full | Empty |
Evidence of Implementation
-
The morphological scoring monitoring process, that incorporates the minimum elements required, included in the HWMP.
-
Records that confirm the monitoring of the morphological scoring.
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Employees should demonstrate awareness of the established morphological scoring monitoring process.
Auditors Should Confirm
-
The morphological monitoring process included in the HWMP incorporates the minimum required elements and is implemented.
-
Implementation can be verified by cross-checking the process with relevant records, information from employee interviews and observations.
-
Useful Resources
-
Pedrazzani, A.S., Cozer, N., Quintiliano, M.H., dos Santos Tavares, C.P., da Silva, U.A.T & Ostrensky, A. (2023) “Non-Invasive Methods for Assessing the Welfare of Farmed White-Leg Shrimp (Penaeus vannamei)” Animals.
-
Barrento, S., Pedrazzani, A., Ostrensky, A., & Quintiliano, M. (2023). Shrimp Welfare Indicators [Online course]. In S. Barrento, M. Quintiliano, & J. Muirhead (Eds.), FAI Academy. https://fai.academy/
Indicator 4.2.1.8.1
Table 1. Requirements for Indicator 4.2.1.8.1
|
Indicator |
Requirement |
|---|---|
|
4.2.1.8.1 |
Indicator applicability: every UoC using feed The UoC shall ensure the HWMP includes a water quality monitoring process according to Appendix 12 (12.3, Table 3). |
How Do I Interpret This Requirement?
-
Maintaining good water quality is a critical factor when culturing any aquatic organism.
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Concentrations of substances within the water system that rise above or fall below specific levels can be harmful to crustacean populations.
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Concerning health and welfare, water quality has a dual role as a cause or a consequence of poor health and welfare:
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Poor water quality can cause health and welfare hazards in an aquaculture facility, e.g. heavy rain promoting quick pH changes in a flow-through system or leaking from equipment in a recirculating aquaculture system (RAS).
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Poor water quality can also result from poor husbandry practices resulting in a risk to health and welfare, e.g. if stocking density is too high the water quality is likely to deteriorate, especially in closed and semi-closed systems.
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While Table 3 of Appendix 12 of the ASC Farm Standard specifies water quality parameters that must be included in the monitoring process, other parameters may be considered based on the site-specific requirements of the UoC.
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Conformance with maximum and minimum thresholds for the required parameters, customised to suit the species and environmental conditions, should be incorporated as part of the water quality monitoring process.
-
Table 11 below gives examples that may be considered acceptable as a reference to develop and implement a water quality monitoring process.
-
Table 11: Water quality parameters for shrimp in ponds based on information from the FAI shrimp course.
| | Acceptable | Warning levels | Unacceptable levels |
| Temperature | 25 — 32.4⁰C | 14.5 -25.4⁰C or 32.5 -35.4⁰C | ≤14.4⁰C or ≥35.5⁰C |
| | | | |
| (twice a day) | | | |
| Dissolved oxygen | ≥65% | 49-64% | ≤48% |
| | | | |
| (twice a day) | | | |
| pH | 6.5 — 8.5 | 5.0 — 6.4 or 8.6 -9.0 | ≤4.9 or ≥9.1 |
| | | | |
| (daily) | | | |
| Salinity (risk assessed) PSU | 10.0-40.9‰ | 0.6-9.9‰ or 41.0 — 59.0‰ | ≤0.5‰ or ≥60.0‰ |
–
Evidence of Implementation
-
The water quality monitoring process, that incorporates the minimum elements required, included in the HWMP.
-
Records confirming the monitoring of the required parameters and their conformance with maximum and minimum thresholds.
-
Employees should demonstrate awareness of the established water quality monitoring process.
Auditors Should Confirm
-
The water quality monitoring process included in the HWMP incorporates the minimum required elements and is implemented.
-
Implementation can be verified by cross-checking the process with records, information from employee interviews and observations.
-
Useful Resources
-
Srinivas, Durbha & Venkatrayulu, Ch. (2023). Water quality management in shrimp aquaculture. Book.
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Cuéllar-Anjel, J., Lara, C., Morales, V., De Gracia, A., & Gracía-Suárez, O. (2010) Manual of Best Management Practices for white shrimp Penaeus vannamei farming. OIESA_OSPESCA, C.A. pp. 132.
Indicator 4.2.1.8
Requirement
The UoC shall develop, implement and maintain a site-specific Health and Welfare Management Plan (HWMP), approved by a registered veterinarian, with the intent to prevent disease outbreaks and ensure good health and welfare of farmed crustaceans. The HWMP shall include all of the following: a) disease monitoring; and b) response, including quarantine, treatment, and humane culling; and c) reporting mechanisms, including reporting WOAH-notifiable disease to authorities; and d) biosecurity risks; and e) predation risks. The HWMP shall be reviewed and revised at least annually.
How Do I Interpret This Requirement?
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The Health and Welfare Management Plan (HWMP):
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Aims to support the development and implementation of preventive, rather than remedial, actions that ensure good crustacean health and welfare.
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Must be developed by the UoC in collaboration with a veterinarian or aquatic animal health professional who approves it.
-
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For developing and establishing a site-specific disease monitoring, response and reporting mechanism within the plan, the UoC should consider:
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Developing standardised health and welfare monitoring protocols.
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This may involve conducting visual inspections, monitoring OWIs and performing diagnostic tests for pathogens.
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Producing and maintaining detailed records.
-
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Including records of health observations, diagnostic test results, treatments administered, mortalities, and other relevant data.
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It is recommended to use a centralised database or electronic system for efficient data management and retrieval.
-
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Implementing an early detection system.
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To detect signs of disease outbreaks or abnormal health conditions promptly.
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This could include environmental monitoring tools.
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Establishing response protocols for responding to disease outbreaks or health emergencies.
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Outlining procedures for:
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Isolating affected individuals or populations.
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Implementing strategies for treatments or others (e.g. culling affected batches of crustaceans, see interpretation for Indicator 4.2.3.2)
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Notifying relevant stakeholders, including other sites in the vicinity and the authorities.
-
-
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Establishing communication channels.
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Effective communication channels should be implemented for reporting health-related issues both internally within the facility and externally to relevant authorities (e.g. WOAH-notifiable diseases) or stakeholders.
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Employees should understand their roles and responsibilities in reporting and responding to disease events.
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Maintaining a readily accessible notification list.
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Including contact names numbers and emails for key employees and other relevant stakeholders.
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The list should be kept up-to-date to ensure quick and efficient communication during emergencies.
-
-
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For developing a site-specific biosecurity mechanism within the plan, the UoC should consider:
-
Determining the objectives and scope of the biosecurity mechanism.
-
Identifying relevant regulatory requirements.
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Gathering information about the site, including an up-to-date layout of buildings and production units identifying the possible movements of animals, animal products, animal waste, water, feed and fomites/vectors.
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Identifying potential transmission pathways into, within and from the site.
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Carrying out a risk analysis to identify and evaluate disease threats and ensure that the plan addresses them.
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A risk analysis can be carried out wholly or only partially, e.g. disease transmission during transportation.
-
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This will depend on the objectives of the biosecurity mechanism.
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Identifying mitigation measures and assessing their effectiveness and their management requirements.
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Establishing emergency procedures in the event of a biosecurity failure.
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Defining internal and external communication procedures, roles and responsibilities.
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Creating a monitoring and internal audit schedule.
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Carrying out performance evaluations.
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Developing procedures (e.g. Standard Operating Procedures, ‘SOPs’) to support the implementation of the mitigation measures and the biosecurity mechanism.
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Training employees in the different elements of the biosecurity mechanism.
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Maintaining a record-keeping system that provides evidence of compliance with the biosecurity mechanism.
-
-
For developing predator control measures within the plan, the UoC should consider:
-
Identifying potential predators.
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Create a list of the predators that are present in the area and that might interact with the UoC.
-
-
Predators may include birds, mammals, reptiles, and other aquatic species known to prey on crustaceans.
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Assessing the risk of predation.
-
-
Evaluate the risk posed by each predator species identified based on factors such as proximity to the site, population size, means of accessing the site, likelihood of predation, etc.
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Implementing predator control measures.
-
-
-
Develop and implement predator control measures tailored to the specific risks identified. This may include:
-
Physical barriers such as nets, fences or screens to prevent access to crustacean tanks or ponds.
-
Scare tactics such as visual deterrents to discourage predators from approaching the facility.
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Implementing ongoing monitoring and surveillance.
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To detect predator activity and intervene as needed.
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Regular reviewing and revision.
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Based on the outcome of the ongoing monitoring and surveillance.
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Adjustments to the measures should be made when the results of monitoring indicate the need to optimise protection for crustaceans and the containment system.
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Collaborating with local authorities or local wildlife agencies to address predator issues in the surrounding area.
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A periodic review and, if necessary, a revision of the HWMP must be conducted in response to changes in farming activities or external factors or as directed by the veterinarian.
-
As a minimum, the review should occur annually.
-
The UoC should develop feedback mechanisms to inform the review, e.g. proactively seeking feedback from employees and subcontracted personnel, such as the harvest team, on the operationalisation of the site-specific biosecurity mechanism.
-
For a single producer overseeing multiple UoCs in a shared waterbody, a unified HWMP that incorporates site-specific details is acceptable; however, for larger companies managing multiple UoCs in one country, while common plans may apply, it is crucial to ensure HWMP adaptation to individual site circumstances, particularly in aspects like biosecurity measures, disease surveillance programmes and monitoring systems.
-
Evidence of Implementation
-
The HWMP includes the required five minimum considerations above and all relevant records associated with the HWMP implementation.
-
Employees are:
-
Familiarised with the HWMP and the feedback mechanisms for its review by conducting employee interviews and observations.
-
Trained on the site-specific biosecurity mechanism by reviewing employees’ training records, conducting employees’ interviews and observations.
-
Auditors Should Confirm
-
The HWMP includes the required five minimum considerations above and all relevant records associated with the HWMP implementation.
-
Employees are:
-
Familiarised with the HWMP and the feedback mechanisms for its review by conducting employee interviews and observations.
-
Trained on the site-specific biosecurity mechanism by reviewing employees’ training records, conducting employees’ interviews and observations.
-
Useful Resources
-
World Organisation for Animal Health (2022) Collection and Evaluation of Existing Guidelines and Awareness Materials on Aquaculture Biosecurity for Smallscale Farms in the Asia-Pacific Region. Report 36pp.
-
World Organisation for Animal Health (2024) Aquatic Animal Health Code. Chapter 1.1. Notification of diseases, and provision of epidemiological information.
Indicator 4.2.1.7
Requirement
Indicator applicability: every UoC using feed The UoC shall develop and implement a feeding plan which includes at least the following: a) time and frequency of feeding; and b) feed rations; and c) feeding methods; and d) different environmental conditions; and e) prevention of use of feed which has expired, spoiled or shows signs of excessive leakage; and f) feed types for the nutritional needs and life stages of the species. An exception applies to (f) when such feeds are not available, in which case the UoC shall use feed suitable for animals with similar nutritional needs.
How Do I Interpret This Requirement?
-
The feeding plan:
-
Outlines the site’s feeding strategy.
-
-
As a minimum, it must include the following parameters:
-
Time and frequency, e.g. at daybreak and early afternoon (06:00 am and 01:00 pm).
-
Feed rations, e.g. feed type and daily amount.
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Feeding adaptation to fit different life stages, e.g. maturation diets for black tiger with excellent digestible protein, essential fatty acids, cholesterol and chemo-attractant properties similar to which are found in natural food sources in the crustacean habitat.
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Feeding adaptation to fit different ambient conditions, e.g. at times of crustacean stress due to water quality issues, it is accepted to reduce feeding by 50% or completely stop feeding for 2 to 4 days.
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Should include considerations to guarantee the good working order of mechanical equipment used to deliver feed, e.g. scheduled maintenance checks of automatic feeders.
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The UoC should document the rationale for changes in the feeding plan to better inform management decisions.
-
Evidence of Implementation
-
Records:
-
Purchase.
-
Transportation.
-
Delivery.
-
Stocking.
-
Maintenance.
-
Environmental and health.
-
Feeding periods (time and frequency).
-
Feeding rations.
-
Employees should demonstrate adequate knowledge of the feeding plan.
-
Auditors Should Confirm
-
Feeding plan includes the minimum required parameters and its implemented:
-
Implementation can be confirmed by cross-checking the plan with records, information from employee interviews and observations.
-
Useful Resources
-
Tacon, A.G.J., Jory, D. and Nunes, A. (2013) Shrimp feed management: issues and perspectives. In M.R. Hasan and M.B. New, eds. On-farm feeding and feed management in aquaculture. FAO Fisheries and Aquaculture Technical Paper No. 583. Rome, FAO. pp. 481–488.
-
Barrento, S., Pedrazzani, A., Ostrensky, A., & Quintiliano, M. (2023). Shrimp Welfare Indicators [Online course]. In S. Barrento, M. Quintiliano, & J. Muirhead (Eds.), FAI Academy. https://fai.academy/
Indicator 4.2.1.6
Requirement
The UoC shall ensure that a registered veterinarian or aquatic animal health professional periodically visits the site to perform routine checks. Checks shall be carried out at least annually, as well as reactively in cases of crustacean health or welfare concerns.
How Do I Interpret This Requirement?
-
Regular veterinarian or aquatic animal health professional visits may fall into two categories:
-
Routine: Performed on a regular basis to monitor the health and welfare of the farmed crustaceans.
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Reactive: Performed in response to deterioration or concerns for the health or welfare status of the farmed crustaceans.
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Sites should be prepared to provide the veterinarian or aquatic animal health professional with detailed information about the observed symptoms, recent changes in behaviour, morphology, water quality or mortality and any relevant history of disease or treatments.
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The site should use reactive health visits to address immediate health or welfare concerns, diagnose underlying causes of problems, and implement targeted interventions to mitigate risks and prevent further spread of disease.
-
-
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For routine visits, preparation is recommended to ensure a meaningful outcome from the veterinarian or aquatic animal health professional. Below are some practical considerations:
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Visit scheduling: Ensure key employees are available during the visit to provide relevant required information and to facilitate adequate follow-up.
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Designate a senior employee to serve as the primary point of contact for the veterinarian or aquatic animal health professional during the visit.
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This individual can help coordinate the activity, ensure relevant information is available, assist during the visit and ensure follow-up.
-
-
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Gather and organise relevant information: Compile relevant information about the operations including, for example, species being cultured, production systems, stocking densities, recent health history including treatments, water quality monitoring results, behaviour, morphology and mortalities data, feeding plan, any previous health report and of any ongoing issue.
-
Having this information readily accessible will facilitate discussion and decision-making during the visit.
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Prepare the UoC for the visit: Ensure the UoC is prepared for the visit and for providing full access to all relevant areas to the veterinarian or aquatic animal health professional.
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Address any maintenance issues, clean tanks or ponds as needed and ensure clear access to all relevant areas of the facility.
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Ensure handling and other equipment that might be needed during the visit, such as nets, containers and sampling equipment, is available and in good working condition.
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Make sure employees are aware of the visit and its objectives and encourage them to proactively participate in it.
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During the visit: Ensure relevant information is discussed with the veterinarian or aquatic animal health professional and that the visit includes all relevant areas within the UoC.
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After the visit: Follow up on any recommendations or actions discussed during the visit.
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Implement any necessary revisions or changes to management practices, treatment protocols, or facility conditions based on the veterinarian or aquatic animal health professional’s feedback and any sample or testing results
-
Continuous improvement: Use the insights gained from the veterinarian or aquatic animal health professional visit to identify opportunities for continuous improvement in health and welfare management.
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Evidence of Implementation
-
Health reports.
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Testing results.
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Records:
-
Veterinarian or aquatic animal health professional qualifications.
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Veterinarian or aquatic animal health professional visit.
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Recommendations or actions discussed during the visit.
-
Auditors Should Confirm
-
The qualifications of the veterinarian or aquatic animal health professional and cross-check the frequency of visits with records.
-
Existence of health reports and testing results.
Indicator 4.2.1.5
Requirement
The UoC shall only stock batches of crustaceans, including nauplii, larvae, post-larvae and broodstock, that have been tested prior to stocking and are free from diseases of regional concern, and met importation guidelines when applicable.
How Do I Interpret This Requirement?
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Testing should be relevant to:
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The species.
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The production system.
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The scale of production.
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The local regulations.
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For example:
-
-
Early mortality syndrome (EMS), which is also known as acute hepatopancreatic necrosis disease (AHPND).
-
Enterocytozoon hepatopenaei (EHP).
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White spot syndrome (WSS).
-
-
Testing might consist of:
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Clinical examination of the crustaceans.
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Laboratory tests:
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Bacteriology.
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Molecular biology (e.g. PCR).
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Histopathology.
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Virology (e.g. cell culture).
-
-
-
The designated veterinarian or aquatic animal health professional should determine:
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The diseases to include in the testing, based on local regulations, scientific literature and/or publicly available information (see interpretation for Indicator 4.2.1.8).
-
The sample size, based on local regulations and/or technical judgement.
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Compulsory governmental testing programme results are acceptable for demonstrating conformance with this requirement.
-
Evidence of Implementation
-
List of relevant diseases for the species in the country (see interpretation for Indicator 4.2.1.8).
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Testing results written report or document that includes as a minimum:
-
The batch of crustaceans being tested.
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The date of the test.
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The pathogen tested.
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The results of the test.
-
-
Records:
-
Purchase.
-
Transportation.
-
Delivery.
-
Stocking.
-
Auditors Should Confirm
-
Every batch of crustaceans has been tested by cross-checking the list of relevant diseases for the species in the country with the testing result’s written report or document and records.
Useful Resources
-
Lee D, Yu YB, Choi JH, Jo AH, Hong SM, Kang JC, Kim JH. (2022) Viral Shrimp Diseases Listed by the OIE: A Review. Viruses.
-
The Fish Site (2020) Everything you need to know about EMS in shrimp farming.
Indicator 4.2.1.4
Requirement
The UoC shall adhere to species-specific mortality limits, according to Appendix 2 (2.3). Useful resources (if applicable) – <https://tomota.vn/en/shrimp-survival-rate-calculator> – McKay, H., & McAuliffe, W. (2024) Methods for Pre-slaughter mortality of farmed shrimp. ReThink Priorities: Technical report. 24pp. – Šimčikas, S., & Waldhorn, D.R. (2020) Farmed shrimp and prawn numbers Guesstimate
Indicator 4.1.3.16
Requirement
The UoC shall ensure that cleaner fish are humanely slaughtered where re-use is not possible. The UoC shall not release cleaner fish into the wild.
How Do I Interpret This Requirement?
-
This clause overlaps with Indicators 4.1.3.2 to 4.1.3.5 regarding fish. Please refer to Indicators 4.1.3.2 to 4.1.3.5 for a detailed description of slaughter.
-
In addition to the interpretation supplied in Indicators 4.1.3.2 to 4.1.3.5, there are additional requirements for cleaner fish. These include:
-
The cleaner fish should be removed prior to the salmonid stunner system.
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The cleaner fish should undergo a specific stunning and killing process.
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The dead cleaner fish should be disposed of appropriately.
-
Useful Resources
-
Norwegian Seafood Research Fund (2018)Best Practice Guidelines from the Norwegian Seafood Research Fund. Technical Report 62 pp.
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van de Vis, H; Reimert, H; Grimsbø, E; Gerritzen, M; Foss, A; Roth, B. (2024) NOFIMA Electrical stunning and killing of lumpfish with commercial waterbath and dry stunners. Nofima Technical Report.
Indicator 4.1.3.15
Requirement
The UoC shall re-use cleaner fish where possible and under the following conditions: a) re-use shall only occur once; and b) re-use shall only occur within the site or the ABM (see Indicator 4.5.1); and c) re-use shall only occur if the outcome of a health assessment indicates low risk of disease transfer. The health assessment shall: – consider the health status of the salmon and the cleaner fish at the origin and destination sites; and – be conducted no longer than two weeks before re-use; and d) be approved by a registered veterinarian or an aquatic animal health professional; and cleaner fish are segregated from the salmon before transfer to the destination site.
How Do I Interpret This Requirement?
-
Prior to the end of the salmon production cycle, discuss with the veterinarian or animal health professional to decide if the cleaner fish are to be re-used or killed.
-
This will depend on:
-
If there are suitable sites for re-use within the same site or ABM (see Indicator 4.5.1).
-
The disease history of the cleaner fish.
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The disease history of the salmon.
-
-
-
Whether the cleaner fish can be re-used within two weeks from being separated from the original salmon companions.
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The approval by the registered veterinarian or animal health professional.
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Evidence of Implementation
-
Records:
-
The original source of cleaner fish.
-
The date of the addition of the cleaner fish.
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The date of the end of the salmon production cycle.
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The approval by the registered veterinarian or animal health professional.
-
Auditors Should Confirm
-
The approval process by reviewing records and cross-checking dates or stocking, disease history, end of salmon production as well as approval records for re-use.
Useful Resources
-
Norwegian Seafood Research Fund (2018) Best Practice Guidelines from the Norwegian Seafood Research Fund. Technical Report 62 pp.
Indicator 4.1.3.14
Requirement
The UoC shall maintain records of the activities carried out under Indicators 4.1.3.10 and 4.1.3.11.
